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Q9 – Quality Risk Management

Guideline number: Q9(R1)
Status: Implementation (Step 5)
Adopted (Step 4): 18 January 2023

The ICH Q9(R1) Guideline reached Step 4 of the ICH process on 18 January 2023.

The ICH Q9(R1) Quality Risk Management Guideline is intended to provide guidance on the principles and examples of tools for quality risk management that can be applied to different aspects of pharmaceutical quality and make limited and specific adjustments to specific chapters and annexes of the current ICH Q9 Guideline on Quality Risk Management (QRM).

Further to reaching Step 4 Guideline adoption, the WG continues to work to develop specific training materials (with examples) to supplement the existing ICH briefing pack on ICH Q9, as well as to explain and facilitate the implementation and application of the proposed revisions.

Further information can be found in the Q9(R1) Concept Paper and Business Plan.

The ICH Harmonised Guideline was finalised under Step 4 in July 1997. This document covers the preclinical safety testing requirements for biotechnological products. It addresses the use of animal models of disease, determination of when genotoxicity assays and carcinogenicity studies should be performed, and the impact of antibody formation on duration of toxicology studies.

An addendum was proposed to provide clarification on S6 and an update of the following topics discussed in the original ICH S6 Guideline: species selection, study design, immunogenicity, reproductive and developmental toxicity and assessment of carcinogenic potential. The Harmonised addendum provides further complementary guidance to the S6 Guideline and helps to define the current recommendations and reduce the likelihood that substantial differences will exist among regions.

The addendum reached Step 4 of the harmonisation process in June 2011 and was integrated as part II in the core Guideline that was then renamed S6(R1).

Guideline

Annexes

Annexes

Guideline implementation

ANMAT, Argentina

-

Not yet implemented;
ANVISA, Brazil

-

Implemented; Date: 19 July 2023; Reference: Guia nº 62/2023 versão 01
COFEPRIS, Mexico

-

Implemented; Date: 3 August 2016; Reference: Mexican Official Standard NOM-059-SSA1-2015, Good Manufacturing Practices for Drugs
EC, Europe

-

Implemented; Date: 26 July 2023; Reference: EMA/CHMP/ICH/24235/2006
EDA, Egypt

-

Implemented; Date: 9 November 2023; Reference: (Guideline for Registration of Biosimilar Products in Egypt) and (Adoption of The International Council for Harmonizations (ICH); Quality Guidelines Notice to Applicant)
FDA, United States

-

Implemented; Date: 4 May 2023; Reference: Vol. 88 pg. 28565-28566
HSA, Singapore

-

In the process of implementation;
Health Canada, Canada

-

In the process of implementation;
JFDA, Jordan

-

Not yet implemented;
MFDS, Republic of Korea

-

In the process of implementation; Date: 31 December 2026;
MHLW/PMDA, Japan

-

Implemented; Date: 31 August 2023; Reference: PSEHB/PED Notification No. 0831-1 & PSEHB/CND Notification No. 0831-2
MHRA, UK

-

Implemented;
NAFDAC, Nigeria

-

Not yet implemented;
NMPA, China

-

Implemented; Date: 4 March 2024; Reference: NMPA, China Announcement No. 114 (2023)
SAHPRA, South Africa

-

In the process of implementation;
SFDA, Saudi Arabia

-

Implemented; Date: 26 July 2011;
Swissmedic, Switzerland

-

Implemented; Date: 18 January 2023; Reference: ICH Guidelines apply in Switzerland automatically upon reaching Step 4: Swissmedic Journal 05/2006, p. 504
TFDA, Chinese Taipei

-

Implemented; Date: 19 June 2025; Reference: Public Announcement for ” List for ICH Guidelines Adopted.”
TITCK, Türkiye

-

Not yet implemented;

Q+A

Q+A Status: Implementation (Step 5)