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Q11 – Development and Manufacture of Drug Substances (Chemical Entities and Biotechnological/Biological Entities)

Guideline number: Q11
Status: Implementation (Step 5)
Adopted (Step 4): 1 May 2012

The Guideline reached Step 4 of the ICH process on 1 May 2012.

This Guideline describes approaches to developing and understanding the manufacturing process of the drug substance, and also provides guidance on what information should be provided in Module 3 of the Common Technical Document (CTD) Sections 3.2.S.2.2 – 3.2.S.2.6 (ICH M4Q). It addresses aspects of development and manufacture that pertain to drug substance, including the presence of steps designed to reduce impurities.

This Guideline is applicable to drug substances as defined in the Scope sections of ICH Guidelines Q6A and Q6B but might also be appropriate for other types of products following consultation with the appropriate regulatory authorities.

The ICH Harmonised Guideline was finalised under Step 4 in July 1997. This document covers the preclinical safety testing requirements for biotechnological products. It addresses the use of animal models of disease, determination of when genotoxicity assays and carcinogenicity studies should be performed, and the impact of antibody formation on duration of toxicology studies.

An addendum was proposed to provide clarification on S6 and an update of the following topics discussed in the original ICH S6 Guideline: species selection, study design, immunogenicity, reproductive and developmental toxicity and assessment of carcinogenic potential. The Harmonised addendum provides further complementary guidance to the S6 Guideline and helps to define the current recommendations and reduce the likelihood that substantial differences will exist among regions.

The addendum reached Step 4 of the harmonisation process in June 2011 and was integrated as part II in the core Guideline that was then renamed S6(R1).

Guideline
WG Presentations / Trainings

Annexes

No results found.

Guideline implementation

ANMAT, Argentina

-

Not yet implemented;
ANVISA, Brazil

-

Implemented; Date: 3 August 2020; Reference: RDC 359/2020 and RDC 753/2022 and RDC Nº 658/2022
COFEPRIS, Mexico

-

In the process of implementation; Date: 2 August 2016; Reference: Mexican Official Standard NOM-164-SSA1-2015 Good Mnufacturing Practices for Active Pharmaceutical Ingredients
EC, Europe

-

Implemented; Date: 1 November 2012; Reference: CHMP/ICH/425213/2011
EDA, Egypt

-

Implemented; Date: 31 December 2020; Reference: Guideline for Registration of Biosimilar Products in Egypt
FDA, United States

-

Implemented; Date: 1 November 2012; Reference: Vol. 77, No. 224, p. 69634-5
HSA, Singapore

-

Implemented; Date: 1 January 2013; Reference: Reference made to these guidelines in Draft ASEAN Guidance for Quality By Design as an Alternative Approach to Process Validation which is adopted and published on HSA, Singapore website
Health Canada, Canada

-

Implemented; Date: 12 February 2016; Reference: File #: 16-100199-626
JFDA, Jordan

-

Implemented; Date: 2 January 2016;
MFDS, Republic of Korea

-

Implemented; Date: 20 July 2017; Reference: Guideline of Development and Manufacture of Drug Substances [Guideline-0218-02]
MHLW/PMDA, Japan

-

Implemented; Date: 1 July 2014; Reference: PFSB/ELD Notification No. 0710-9
MHRA, UK

-

Implemented; Date: 1 May 2012;
NAFDAC, Nigeria

-

Not yet implemented;
NMPA, China

-

Implemented; Date: 21 January 2020; Reference: NMPA, China Announcement No. 6 (2020)
SAHPRA, South Africa

-

Implemented; Date: 1 May 2003; Reference: SAHPGL-PEM-02
SFDA, Saudi Arabia

-

Implemented; Date: 26 July 2011;
Swissmedic, Switzerland

-

Implemented; Date: 1 May 2012; Reference: ICH Guidelines apply in Switzerland automatically upon reaching Step 4: Swissmedic Journal 05/2006, p. 504
TFDA, Chinese Taipei

-

Implemented; Date: 22 December 2014; Reference: Public Announcement for ” List for ICH Guidelines Adopted.”
TITCK, Türkiye

-

Implemented; Date: 22 January 2024; Reference: Q11 is referred to in Guideline on Requirements for Quality of Biological İnvestigational Medicinal Products in Clinical Trials

Q+A

Q+A number: Q11 Q&As
Q+A Status: Implementation (Step 5)
Q+A Adopted (Step X): 23 August 2017

Q+A implementation

Since reaching Step 4 in 2012, worldwide experience with implementation of the ICH Q11 Guideline and its recommendations on the development and manufacture of drug substances has given rise to requests for clarification relating to the selection and justification of starting materials.

The Q11 Implementation Working Group (IWG), established by ICH in 2014, developed a Questions and Answers (Q&A) document which reached Step 4 of the ICH Process in August 2017.

These Q&As are intended to provide additional clarification, and to promote convergence and improve harmonisation of the considerations for the selection and justification of starting materials and on the information that should be provided in marketing authorisation applications and/or Master Files.

The focus of the Q&A document is on chemical entity drug substances. Training materials and a training video on Q11 Q&As are also available.

ANMAT, Argentina

-

Not yet implemented;
ANVISA, Brazil

-

Implemented; Date: 3 August 2020; Reference: RDC 359/2020 and RDC 753/2022 and RDC Nº 658/2022
COFEPRIS, Mexico

-

Not yet implemented;
EC, Europe

-

Implemented; Date: 28 February 2018; Reference: CHMP/ICH/809509/2016
EDA, Egypt

-

Implemented; Date: 31 December 2020; Reference: Guideline for Registration of Biosimilar Products in Egypt
FDA, United States

-

Implemented; Date: 26 February 2018; Reference: Vol. 83, No. 38, p. 8279-8280
HSA, Singapore

-

Implemented; Date: 4 January 2021;
Health Canada, Canada

-

Implemented; Date: 4 April 2018; Reference: File #: 18-103369-70
JFDA, Jordan

-

Not yet implemented;
MFDS, Republic of Korea

-

Implemented; Date: 5 July 2018; Reference: Questions and Answers of Development and Manufacturing of Drug Substance [Guideline-0874-01]
MHLW/PMDA, Japan

-

Implemented; Date: 14 September 2018; Reference: PSEHB/PELD Administrative Notice
MHRA, UK

-

Implemented; Date: 1 March 2018;
NAFDAC, Nigeria

-

Not yet implemented;
NMPA, China

-

Implemented; Date: 21 January 2020; Reference: NMPA, China Announcement No. 6 (2020)
SAHPRA, South Africa

-

Implemented; Date: 1 May 2003; Reference: SAHPGL-PEM-02
SFDA, Saudi Arabia

-

Implemented; Date: 26 July 2011;
Swissmedic, Switzerland

-

Implemented; Date: 23 August 2017;
TFDA, Chinese Taipei

-

Implemented; Date: 4 December 2017; Reference: Updated-Announcement for ICH Guidelines Recognition List
TITCK, Türkiye

-

Not yet implemented;