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M3 – Guidance on Nonclinical Safety Studies for the Conduct of Human Clinical Trials and Marketing Authorization for Pharmaceuticals

Guideline number: M3(R2)
Status: Implementation (Step 5)
Adopted (Step 4): 11 June 2009

The recommendations of this revised Guidance further harmonise the nonclinical safety studies to support the various stages of clinical development among the ICH regions. The present Guidance represents the consensus that exists regarding the type and duration of nonclinical safety studies and their timing to support the conduct of human clinical trials and marketing authorisation for pharmaceuticals.

The ICH Harmonised Guideline was finalised under Step 4 in July 1997. This document covers the preclinical safety testing requirements for biotechnological products. It addresses the use of animal models of disease, determination of when genotoxicity assays and carcinogenicity studies should be performed, and the impact of antibody formation on duration of toxicology studies.

An addendum was proposed to provide clarification on S6 and an update of the following topics discussed in the original ICH S6 Guideline: species selection, study design, immunogenicity, reproductive and developmental toxicity and assessment of carcinogenic potential. The Harmonised addendum provides further complementary guidance to the S6 Guideline and helps to define the current recommendations and reduce the likelihood that substantial differences will exist among regions.

The addendum reached Step 4 of the harmonisation process in June 2011 and was integrated as part II in the core Guideline that was then renamed S6(R1).

Guideline
Endorsed Document
WG Presentations / Trainings

Annexes

No results found.

Guideline implementation

ANMAT, Argentina

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Not yet implemented;
ANVISA, Brazil

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Implemented; Date: 1 January 2013; Reference: Guideline for Toxicological Non-Clinical Studies and Pharmacological Safety required for the development of medicines
COFEPRIS, Mexico

-

Not yet implemented;
EC, Europe

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Implemented; Date: 1 December 2009; Reference: CPMP/ICH/286/95
EDA, Egypt

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Implemented; Date: 1 January 2010; Reference: Regulatory guide for mechanisms, procedures and rules of implementing the decree of Egyptian Drug Authority No.343 of 2021
FDA, United States

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Implemented; Date: 1 January 2010; Reference: Vol. 75, No 13, Docket No. FDA, US/2008/D/0470, p. 3471
HSA, Singapore

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Implemented; Date: 1 June 2009; Reference: HSA, Singapore webpage: Guidance documents for clinical trials
Health Canada, Canada

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Implemented; Date: 21 January 2016; Reference: File #: 15-113976-375
JFDA, Jordan

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Implemented; Date: 1 January 2016;
MFDS, Republic of Korea

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Implemented; Date: 29 June 2012; Reference: Guideline on Nonclinical trial for pharmaceuticals (Guideline-0239-01)
MHLW/PMDA, Japan

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Implemented; Date: 1 February 2010; Reference: PFSB/ELD notification No. 0219-4
MHRA, UK

-

Implemented; Date: 1 December 2009;
NAFDAC, Nigeria

-

Not yet implemented;
NMPA, China

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Implemented; Date: 3 November 2021; Reference: NMPA, China Announcement No. 131 (2021)
SAHPRA, South Africa

-

In the process of implementation;
SFDA, Saudi Arabia

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Implemented; Date: 14 March 2021;
Swissmedic, Switzerland

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Implemented; Date: 11 June 2009; Reference: Swissmedic, Switzerland press release
TFDA, Chinese Taipei

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Implemented; Date: 7 July 2014; Reference: 1. Guidance on Pharmacetutical Non-clinical Safety V5 2. Nonclinical Safety Studies for the Conduct of Human Clinical Trials and Marketing Authorization for Pharmaceuticals
TITCK, Türkiye

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Implemented; Date: 11 December 2021; Reference: M3 (R2) is referred to in the Good Clinical Practice Guideline

Q+A

Q+A number: M3(R2) Q&As (R2)
Q+A Status: Implementation (Step 5)
Q+A Adopted (Step X): 15 June 2011

Q+A implementation

The complexity of the M3(R2) Guidance, its broader scope, and numerous changes in recommendations from the M3(R1) Guidance have generated questions that impact its successful implementation.

To clarify the key issues of this document, the Steering Committee has endorsed the establishment of a M3(R2) Implementation Working Group (IWG), with the objective of developing the Q&As.

The document with the first set of Q&As addressing Limit Dose for Toxicity Studies, Metabolites and Reversibility of Toxicity was finalised under Step 4 in June 2011.

In December 2011, a second set of Q&As addressing Combination Drug Toxicity Testing was approved under Step 4 by the Steering Committee and included in the Q&A document (M3(R2) Q&As (R1)).

In March 2012, an additional question on Limit Dose for Toxicity Studies and 4 additional sections addressing Safety Pharmacology, Exploratory Clinical Trials, Reproductive Toxicity and Juvenile Animal Studies were approved under Step 4 by the Steering Committee and included in the Q&A document (M3(R2) Q&As (R2)).

ANMAT, Argentina

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Implemented; Date: 12 February 2019; Reference: ANMAT Circular 11/2019
ANVISA, Brazil

-

In the process of implementation; Date: 1 January 2013; Reference: Guideline for Toxicological Non-Clinical Studies and Pharmacological Safety required for the development of medicines
COFEPRIS, Mexico

-

Not yet implemented;
EC, Europe

-

Implemented; Date: 1 May 2012; Reference: CHMP/ICH/507008/2011
EDA, Egypt

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Implemented; Date: 1 January 2012; Reference: Regulatory guide for mechanisms, procedures and rules of implementing the decree of Egyptian Drug Authority No.343 of 2021
FDA, United States

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Implemented; Date: 1 February 2013; Reference: Posted on FDA, US website
HSA, Singapore

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Implemented; Date: 1 March 2012; Reference: HSA, Singapore webpage: Guidance documents for clinical trials
Health Canada, Canada

-

Implemented; Date: 21 January 2016; Reference: File #: 15-113993-89
JFDA, Jordan

-

Not yet implemented;
MFDS, Republic of Korea

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Implemented; Date: 27 June 2018; Reference: Q&As: Guideline on Non-Clinical Trial of Pharmaceuticals [Guideline-0870-01]
MHLW/PMDA, Japan

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Implemented; Date: 1 August 2012; Reference: PFSB/ELD Administrative Notice
MHRA, UK

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Implemented; Date: 1 May 2012;
NAFDAC, Nigeria

-

Not yet implemented;
NMPA, China

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Implemented; Date: 3 November 2021; Reference: NMPA, China Announcement No. 131 (2021)
SAHPRA, South Africa

-

In the process of implementation;
SFDA, Saudi Arabia

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Implemented; Date: 14 March 2021;
Swissmedic, Switzerland

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Implemented; Date: 5 March 2012; Reference: ICH Guidelines apply in Switzerland automatically upon reaching Step 4: Swissmedic Journal 05/2006, p. 504
TFDA, Chinese Taipei

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Implemented; Date: 4 December 2017; Reference: 1. Updated-Announcement for ICH Guidelines Recognition List 2. Non-clinical safety studies for the conduct of human clinical trials and marketing authorisation for pharmaceuticals - questions and answers
TITCK, Türkiye

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Not yet implemented;